This article was written by Kate Lee, Global Head of Enterprise Regulatory Data Solutions, and Thomas Labbe, Global Regulatory Product Manager, Ellena Lee, Global Regulatory Product Manager Short ...
The Securities and Exchange Commission (the “SEC”) recently adopted Rule 13f-2 and Form SHO under the Securities Exchange Act of 1934 (the “Exchange Act”), implementing provisions of the Dodd-Frank ...
I had the good fortune of working for over a decade for the greatest bond investor of all time – Bill Gross. Recently, with another Bill — Ackman — publicly going short the bond market and then ...